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Gnome

A gnome () is a mythological creature and diminutive spirit in Renaissance magic and alchemy, introduced by Paracelsus in the 16th century and widely adopted by authors, including those of modern fantasy literature. They are typically depicted as small humanoids who live underground. Gnome characteristics are reinterpreted to suit various storytellers and artists.

Paracelsus's gnome is recognized to have derived from the German miners' legend about or , the "metallurgical or mineralogical demon", according to Georg Agricola (1530), also called (literal Latinization of Bergmännlein "mountain manikin") by Agricola in a later work (1549), and described by other names such as (sing. ; Latinization of German ). Agricola recorded that according to the legends of that profession, these mining spirits acted as miming and laughing pranksters who sometimes threw pebbles at miners, but could also reward them by depositing a rich vein of silver ore.

Paracelsus also called his gnomes occasionally by these names (Bergmännlein, etc.) in the German publications of his work (1567). Paracelsus claimed gnomes measured 2 spans (18 inches) in height, whereas Agricola had them to be 3 ' (3 spans, 27 inches) tall.

The name of the element cobalt descends from , a 16th century German miners' term for unwanted ore (cobalt-zinc ore, or possibly the noxious cobaltite and smaltite), related as mischief perpetrated by the gnome Kobel (cf. ). This Kobel is a synonym of Bergmännlein, technically not the same as kobold, but there is confusion or conflation between them.

The terms Bergmännlein/Bergmännchen or are often used in German publications as the generic, overall term for the mine spirits told in "miners' legends" ().

Lawn ornaments crafted as gnomes were introduced during the 19th century, growing in popularity during the 20th century as garden gnomes.

Etymology

The word comes from Renaissance Latin , (pl. ) which first appears in A Book on Nymphs, Sylphs, Pygmies, and Salamanders, and on the Other Spirits by Paracelsus, published posthumously in Nysa in 1566.

The term may be an original invention of Paracelsus, possibly deriving the term from Latin , itself representing a Greek , approximated by "", literally "earth-dweller". This is characterized by the Oxford English Dictionary (OED) as a case of "blunder", presumably referring to the omission of the ē to arrive at gnomus. However, this conjectural derivation is not substantiated by any known prior attestation in literature, and one commentator suggests the truth will never be known, short of a discovery of correspondence from the author.

Paracelsus

Paracelsus uses Gnomi as a synonym of Pygmæi and classifies them as earth elementals. He describes them as two spans tall. They are able to move through solid earth, as easily as humans move through air, and hence described as being like a "spirit". However the elementals eat, drink and talk (like humans), distinguishing them from spirits.

According to Paracelsus's views, the so-called dwarf () is merely monstra (deformities) of the earth spirit gnome.

Note that Paracelsus also frequently resorts to circumlocutions like "mountain people" () or "mountain manikins" ("" ) to denote the gnomi in the German edition (1567).

Precursors

There was a belief in early modern Germany about beings that lurked in the mines, known as (var. , ), equatable to what Paracelsus called "gnomes". Paracelsus's contemporary, Georgius Agricola, being a supervisor of mines, collected his well-versed knowledge of this mythical being in his monograph, De amantibus subterraneis (recté De animantibus subterraneis, 1549). The (corrected) title suggests the subject to be "subterranean animate beings". It was regarded as a treatise on the "Mountain spirit" ( by the Brothers Grimm, in Deutsche Sagen.

Agricola is the earliest and probably most reliable source on , then known as Bergmännlein, etc. Agricola's contemporary Johannes Mathesius, a Lutheran reformist theologian, in Sarepta Oder Bergpostill (1562) uses these various mine-lore terminology in his German sermon, so that the noxious ore which Agricola called is clarified as that which German miners called (also , ), and a demon the Germans called kobel was held responsible for the mischief of its existence, according to the preacher. The kobel demon was also blamed for the "" or horse's poison (cf. hippomanes, ).

Agricola

Agricola, in his earlier Latin work Bermanus, sive, de re metallica (first printed 1530, reprinted 1546, etc.), did delve into a limited discussion on the "metallurgical or mine demon" () touching on the "Corona rosacea" mine disaster (cf. ) and the framework of Psellosian demonology (cf. ). A Latin-German gloss in later editions identify the being he called as code for German (, "mountain manikin", general term for earth spirit or mine spirit).

Much more details were presented in Agricola's later Latin work De animantibus subterraneis (1549) (cf. ), known as a monograph on ("mountain spirit") in the Grimms' Deutsche Sagen. The equivalent German appellations of the demons/spirits were made available by the subsequent gloss published 1563. Agricola here refers to the "gnome/mine spirit" by a variety of other terms and phrases, such as ("mountain manikin", i.e., ) or Greek/Latin / () .

The pertinent gloss, also quoted by Jacob Grimm, states that the more ferocious of the "underground demons" () were called in German or "mountain-devil", while the milder ones were called . And the "mine demon" aka Bergmännlein ( ) is somehow responsible for depositing rich veins of ore (")" (specifically rich silver ore).

A different entry in the gloss reveals that the "metallurgical demon" (daemon metallicus) or Bergmännlein is somehow responsible for leaving a rich vein of ore (), specifically a rich vein of silver.

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According to Agricola in (1549), these mountain-cave demons were called by the same name, , in both Greek (i.e. ) and German (i.e. var. ). The Latin form is appended in the margin (pl. , sing. ). They earned such names due to their alleged habits of aping or mimicking humans. They have the penchant to laugh, and pretend to act like they are doing something meaningful, without actually accomplishing anything.

In classical Greek literature, () refers to an "impudent rogue", or in more modern parlance, "joker" or "trickster". The chemist J. W. Mellor (1935) had suggested "mime".

These were otherwise called the , literally translatable into German as , or English as "mountain manikin" due to their small stature (about 2 feet). They had the appearance of old age, and dressed like miners, in laced/filleted shirt and leather apron around the loins. Although they may pelt miners with gravel/pebbles they did no real harm, unless they were first provoked.

Agricola goes on to add there are similar to the beings which the Germans called (singular: ; , var. ), which are amicable demons that are rarely seen, since they have business at their home taking care of livestock. A or is elsewhere explained as not necessarily a mountain spirit, but more generic, and may haunt forests and fields. The Hoovers render these as "goblins".

Agricola finally adds these resemble the (trolls?) as they are called especially by the Swedes, said to shapeshift into the guise of human males and females, and sometimes made to serve men.

Rosenkranz mine, Annaberg

Purportedly a mountain demon incident caused 12 fatalities at a mine named Rosenkrans at Anneberg or rather Rosenkranz or Rosenkrone () at Annaberg-Buchholz, in the Ore Mountains () in Saxony. The demon took on the guise of the horse, and killed the twelve men with its breath, according to Agricola.

Demonology

Agricola has a passage in Bermanus which is quoted by a modern scholar as relevant to the study of his contemporary Paracelsus. The passage contains the line basically repeated by Olaus, as "there exist in ore-bearing regions six kinds of demon more malicious than the rest".

This is probably misstated or misleading, since Bermanus cites Psellus, who devised a classification of six demon classes, where clearly it is not all six, but just the fifth class of subterranean demons which are relevant to mining.

This demon class is also equatable to Agricola's and () according to commentators.

It has also been noted that Agricola distinguished the "mountain devil", exemplified by Rübezahl with the small-statured ; although the popular notion was that Rübezahl was indeed lord of the gnomes, as told in folktales around the Giant Mountains () region in Silesia, published by 18th century folktale collector Musäus.

Agricola explaining that the "mine demon" or somehow deposited "rich mines" was mentioned above.

Cobalt ore

Agricola knew of certain noxious unwanted ores the German miners called , though he generally referred to it by the Greek term, . This / has conventionally been interpreted as referring to cobalt–zinc ore, but Agricola ascribes to it corrosive dangers to the miners' feet, so modern commentators have suggested a better candidate to be smaltite, a cobalt and nickel arsenide mixture which presents corrosive properties. This ore, which defied being smelted by the metallurgy of that time, may also have been cobaltite, composed of cobalt, arsenic, and sulfur.

The presence of this nuisance ore was blamed on the similar-sounding mine spirits, as Mathesius noted in his preaching. The inferred etymology of deriving from , which Mathesius does not quite elocute, was explicitly articulated by Johannes Beckmann in (translated into English as The History of Inventions, discoveries and origins, 1797).

The spirit that was possibly the namesake of the ore is characterized as a "gnome or a goblin" by science writer Philip Ball. However, 20th century dictionaries had suggested derivation from , for example, Webster's in 1911 which did not distinguish from and lumped them together, and the OED which conjectured that the ore and the spirit / was the same word. An alternative etymology deriving ore from , a type of bucket mentioned by Agricola, has been suggested by Karl Müller-Fraureuth. Peter Wothers suggests that cobalt could derive (without connection to Agricola) from cobathia for noxious smoke.

Olaus Magnus

The erudite Swedish Olaus Magnus in his (1555) also provides a chapter on "demons in the mines". Although Olaus uses the term "demon" () and not the uninvented coinage "gnome", the accompanying woodcut he provided (reproduced here) has been represented as "gnome" in modern reference sources.

Praetorius

Johannes Praetorius in Anthropodemus Plutonicus (1666) devotes a chapter of considerable length to the beings he calls or "earth people", and follows Agricola to a large extent. Thus he considers earth spirits to be of two types, one more evil and sinister looking, the other more benevolent and known as () or . He gives the measurement of what he calls the at , perhaps shy of one and a half feet.

The mention of kobolde here as a name for the underground spirit is an unresolved contradiction to Praetorius dedicating a wholly separate chapter on the kobold as house sprite with a separate frontispiece art labeled "8. Haußmänner/Kobolde/Gütgen" for the house spirits.

Folklore examples

The anecdote of the "Rosenkranz" mine localized in Saxony was already given above in . This and other near modern attestations are given in Wolfersdorf's anthology (1968) above.

German lore regarding gnomes or (mine spirits) depicts them as beneficial creatures, at least if they are treated respectfully, and lead miners to rich veins of ore.

Bergmönch of Harz and mine light

The silver thaler minted by Duke Henry the Younger of Brunswick-Wolfenbüttel (first minted 1539) which features a "wild man" (see image) was seen to reassert his claim of complete ownership of the local silver and forest resources of the Harz Mountains, probably depicting the supernatural that miners believed led them to the whereabouts of silver ore. Even though the wild man above surface could be a vague supernatural guide, it is pointed out that it must be the burrowing underground which guides miners to exact spots. In the Harz area, it is a or "mountain monk" who uses the so-called "mining light" ( or ) to guide miners to their quarry or to their exit. Contemporary writing by the priest Hardanus Hake in his Bergchronik (1583) records the belief that when the Walkenried Abbey operated the mining operation at Wildemann, it was actually being built and run by the or (i.e. gnomes) that assumed the form of monks, and even before Hake, Agricola (1666) had been the first to write of a giant clad in a monk's habit roaming the Ore Mountains. But the term Bergmönch did not come into usage until later, around the mid-17th century. The term Bergmönch was prevalent around Harz and Ore Mountains, but also in use in Transylvania and Graubünden (Grisons, Switzerland).

The lantern he holds is apparently an ignited lump of tallow (). It is also said that the Bergmönch was originally a mine supervisor who begged God to let him continue oversight of mines after death. If ignored it will angrily appear in its giant true form, with eyes as large as cartwheels, his silver lantern measuring a German bushel or .

Communication through noises

Nineteenth-century miners in Bohemia and Hungary reported hearing knocking in the mines. The mining trade there interpreted such noises as warnings from the kobolds to not go in that direction. Although the Hungarian (or Czech) term was not given by the informant, and called "kobolds" of these mines, they were stated as the equivalents of the Berggeist of the Germans.

Nineteenth-century German miners also talked of the , who appeared as small black men, scouting ahead of miners with a hammer, and with their banging sound indicating whether veins of ore, or breaks in the veins called 'faults', and the more knocks, the richer the vein lay ahead.

There is also a experiential report of a German mine sprite communicating residents and visiting their house (cf. ).

Switzerland

The gnomes of Swiss folklore are also associated with riches of the mines. They are said to have caused the landslide that destroyed the Swiss village of Plurs in 1618 – the villagers had become wealthy from a local gold mine created by the gnomes, who poured liquid gold down into a vein for the benefit of humans, and were corrupted by this newfound prosperity, which greatly offended the gnomes.

Folkloristics

Grimm discusses the Bergmännlein somewhat under the subsection of Dwarfs (Zwerge), arguing that the dwarf's Nebelkappe (known as Tarnkappe in the Nibelungenlied) slipped from being known as a cape or cloak covering the body in earlier times, into being thought of as caps or head coverings in the post-medieval era. As an example, he cites the Bergmännlein wearing a pointed hat, according to Rollenhagen's poem Froschmeuseler.

As can be glimpsed by this example, the approach of Grimm's "" is to regard the lore of the various männlein or specifically Bergmännlein as essentially derivatives of the Zwerge/dvergr of pagan Germanic mythologies.

In the 1960s there developed a general controversy between this "mythological school" and its opponents over how to interpret the so-called "miner's legends". What sparked the controversy was not over the Bergmännlein type tale per se, but over Grimms' "Three Miners of Kuttenberg", who are trapped underground but supernaturally maintain longevity through prayer. Siegfried Kube (1960) argued the tale was based on ancient mythology, i.e., pagan alpine worship. This was countered by (1961) who regarded the tale as inspired by medieval Catholic notion of the purgatory. Whereas Ina-Maria Greverus (1962), presented yet a different view, that it was not based on organized church doctrine, but a world-view and faith in the miner's unique microcosm.

Greverus at least in her 1962 piece, centered her argument on the Berggeist (instead of Bergmännlein). Grimm also uses the Berggeist apparently as a type of Zwerg, but there has been issued a caveat that the meaning of the term Berggeist according to Grimm may not necessarily coincide with the meaning used by the proletarian Greverus. and Greverus's Bergbau und Bergmann (1967) amply discuss the Bergmännlein.

The collection of tales under the classification of "Berggeist" was already anticipated as far back as Friedrich Wrubel (1883). Later published Bergmanns-Sagen (1954), a collection of miner's legends which basically adopted Wrubel's four-part classification, except Wrubel's Part 2 was retitled as one about "Bergmännlein".

In Karl Müllenhoff's anthology (1845), legends No. 443 Das Glück der Grafen Ranzau and No. 444 Josias Ranzaus gefeites Schwert feature the Bergmännlein-männchen or its female form Bergfräuchen.

Other collected works also bear "Berggeist-sagen" in the title, such as the collection of legends in Lower Saxony by Wolfersdorf (1968).

Cultural references

In Romanticism and modern fairy tales

The English word is attested from the early 18th century. Gnomes are used in Alexander Pope's "The Rape of the Lock". The creatures from this mock-epic are small, celestial creatures that were prudish women in their past lives, and now spend all of eternity looking out for prudish women (in parallel to the guardian angels in Catholic belief). Other uses of the term gnome remain obscure until the early 19th century, when it is taken up by authors of Romanticist collections of fairy tales and becomes mostly synonymous with the older word goblin.

Pope's stated source, the 1670 French satire Comte de Gabalis by Nicolas-Pierre-Henri de Montfaucon de Villars, the abbot of Villars, describes gnomes as such: <blockquote>The Earth is filled almost to the center with Gnomes or Pharyes, a people of small stature, the guardians of treasures, of mines, and of precious stones. They are ingenious, friends of men, and easie to be commandded. They furnish the children of the Sages with as much money, as they have need of; and never ask any other reward of their services, than the glory of being commanded. The Gnomides or wives of these Gnomes or Pharyes, are little, but very handsom; and their habit marvellously curious.</blockquote> De Villars used the term gnomide to refer to female gnomes (often "gnomid" in English translations). Modern fiction instead uses the word "gnomess" to refer to female gnomes.

In 19th-century fiction, the chthonic gnome became a sort of antithesis to the more airy or luminous fairy. Nathaniel Hawthorne in Twice-Told Tales (1837) contrasts the two in "Small enough to be king of the fairies, and ugly enough to be king of the gnomes" (cited after OED). Similarly, gnomes are contrasted to elves, as in William Cullen Bryant's Little People of the Snow (1877), which has "let us have a tale of elves that ride by night, with jingling reins, or gnomes of the mine" (cited after OED).

The Russian composer Mussorgsky produced a movement in his work Pictures at an Exhibition, (1874) named "Gnomus" (Latin for "The Gnome"). It is written to sound as if a gnome is moving about.

Franz Hartmann in 1895 satirized materialism in an allegorical tale entitled Unter den Gnomen im Untersberg. The English translation appeared in 1896 as Among the Gnomes: An Occult Tale of Adventure in the Untersberg. In this story, the Gnomes are still clearly subterranean creatures, guarding treasures of gold within the Untersberg mountain.

As a figure of 19th-century fairy tales, the term gnome became largely synonymous with other terms for "little people" by the 20th century, such as goblin, brownie, leprechaun and other instances of the household spirit type, losing its strict association with earth or the underground world.

Modern fantasy literature

  • Creatures called gnomes have been used in the fantasy genre of fiction and later gaming since the mid-nineteenth century, typically in a cunning role, e.g. as an inventor.
  • In L. Frank Baum's Oz books (published 1900 to 1920), the Nomes (so spelled), especially their king, are the chief adversaries of the Oz people. They are ugly, hot-tempered, immortal, round-bodied creatures with spindly limbs, long beards and wild hair, militantly collecting and protecting jewels and precious metals underground. (After Baum's death, Ruth Plumly Thompson, who continued the series -- from 1921 to 1976 -- also used the creatures, but reverted to the traditional spelling.) For his part, Baum also featured gnomes in his book The Life and Adventures of Santa Claus. They watch over the rocks, their king is part of the Council of Immortals, and they created the sleigh bells for Santa Claus's reindeer.
  • J. R. R. Tolkien, in the legendarium (created 1914 to 1973) surrounding his Elves, uses "Gnomes" as the initial- but later dropped- name of the Noldor, the most gifted and technologically minded of his elvish races, in conscious exploitation of the similarity with the word '. Gnome is thus Tolkien's English loan-translation of the Quenya word Noldo (plural Noldor), "those with knowledge". Tolkien's "Gnomes" are generally tall, beautiful, dark-haired, light-skinned, immortal, and wise. They are also proud, violent, and unduly admire their own creations, particularly their gemstones. Many live in cities below ground (Nargothrond) or in secluded mountain fortresses (Gondolin). He uses "Gnomes" to refer to both males and females. In The Father Christmas Letters (between 1920 and 1942), which Tolkien wrote for his children, Red Gnomes are presented as helpful creatures who come from Norway to the North Pole to assist Father Christmas and his Elves in fighting the wicked Goblins.
  • BB's The Little Grey Men (1942) is a story of the last gnomes in England, little wild men who live by hunting and fishing.
  • In C. S. Lewis's The Chronicles of Narnia (created 1950 to 1956), the gnomes are sometimes called "Earthmen". They live in the Underland, a series of caverns. Unlike the traditional, more human-like gnomes, they can have a wide variety of physical features and skin colours where some of them are either standing at 1&nbsp;ft or being taller than humans. They are used as slaves by the Lady of the Green Kirtle until her defeat, at which point they return to their true home, the much deeper (and hotter) underground realm of Bism.
  • The Dutch books Gnomes (1976) and Secrets of the Gnomes (1982), written by Wil Huygen, deal with gnomes living together in harmony. These same books are the basis for a made-for-TV animated film and the Spanish-animated series The World of David the Gnome (as well as the spin-off Wisdom of the Gnomes). The word "gnome", in this case, is used in place of the Dutch kabouter.
  • In J. K. Rowling's Harry Potter series (created 1997 to 2007), gnomes are pests that inhabit the gardens of witches and wizards. They are small creatures with heads that look like potatoes on small stubby bodies. Gnomes are generally considered harmless but mischievous and may bite with sharp teeth. In the books, it is stated that the Weasleys are lenient to gnomes, and tolerate their presence, preferring to throw them out of the garden rather than more extreme measures.
  • In A. Yoshinobu's Sorcerous Stabber Orphen, the European concept of a gnome is used in order to introduce the Far Eastern notion of the Koropokkuru, a mythical indigenous race of small people: gnomes are a persecuted minority banned from learning wizardry and attending magical schools.
  • In Terry Brooks' Shannara series (created 1977 to 2017), gnomes are an offshoot race created after the Great Wars. There are several distinctive classes of gnomes. Gnomes are the smallest race. In The Sword of Shannara they are considered to be tribal and warlike, the one race that can be the most easily subverted to an evil cause. This is evidenced by their allegiance to the Warlock Lord in The Sword of Shannara and to the Mord Wraiths in The Wishsong of Shannara.
  • Terry Pratchett included gnomes in his Discworld series. Gnomes were six inches in height but quite strong, often inflicting pain upon anyone underestimating them. One prominent gnome became a Watchman in Ankh-Morpork as the force became more diversified under the command of Sam Vimes, with Buggy Swires appearing in Jingo. Another gnome in the series was Wee Mad Arthur a pest terminator in Feet of Clay.

Music

  • One of the first movements in Mussorgsky's 1874 work Pictures at an Exhibition is named "Gnomus" (Latin for "The Gnome"). It is written to sound as if a gnome is moving about, his movements constantly changing in speed.

Games

  • In the Dungeons & Dragons fantasy role-playing game, gnomes are one of the core races available for play as player characters. They are described as being smaller than dwarves and large-nosed. They have an affinity with small animals and a particular interest in gemstones. Depending on setting and subrace, they may also have a natural skill with illusion magic or engineering.
  • In the Warcraft franchise (1994 to present), particularly as featured in the massively multiplayer online role-playing game World of Warcraft, gnomes are a race of beings separate from but allied to dwarves and humans, with whom they share the lands of the Eastern Kingdoms. Crafty, intelligent, and smaller than their dwarven brethren, gnomes are one of two races in Azeroth regarded as technologically savvy. It is suggested in lore that the gnomes originally were mechanical creations that at some point became organic lifeforms. In World of Warcraft, gnomes are an exile race, having irradiated their home city of Gnomeregan in an unsuccessful last-ditch effort to drive out marauding foes.
  • in the RuneScape franchise (2001 to present ), gnomes are featured as NPCs, with the Tree Gnome Village, and Gnome Stronghold, being featured in a number of quests. A Gnome child NPC has since become a meme, and is featured on a number of merchandise items.

Movies

TV Shows

Derivative uses

Garden gnomes

After World War II (with early references, in ironic use, from the late 1930s) the diminutive figurines introduced as lawn ornaments during the 19th century came to be known as garden gnomes. The image of the gnome changed further during the 1960s to 1970s, when the first plastic garden gnomes were manufactured. These gnomes followed the style of the 1937 depiction of the seven dwarves in Snow White and the Seven Dwarfs by Disney. This "Disneyfied" image of the gnome was built upon by the illustrated children's book classic Gnomes (1976), in the original Dutch Leven en werken van de Kabouter, by author Wil Huygen and artist Rien Poortvliet, followed in 1981 by The Secret Book of Gnomes. Garden gnomes share a resemblance to the Scandinavian tomte and nisse, and the Swedish term "tomte" can be translated as "gnome" in English.

Gnome-themed parks

Several gnome themed entertainment parks exist. Notable ones are:

Gnome parades

Gnome parades are held annually at Atlanta's Inman Park Festival. Numerous one-off gnome parades have been held, including in Savannah, Georgia (April 2012) and Cleveland, Ohio (May 2011).

Metaphorical uses

  • The expression "Gnomes of Zurich", Swiss bankers pictured as diminutive creatures hoarding gold in subterranean vaults, was derived from a speech in 1956 by Harold Wilson, and gained currency in the 1960s (OED notes the New Statesman issue of 27 November 1964 as earliest attestation).
  • Architect Earl Young built a number of stone houses in Charlevoix, Michigan, that have been referred to as gnome homes.
  • A user of Wikipedia or any wiki who makes useful incremental edits without clamouring for attention is called a .

See also

Explanatory notes

References

Citations

Bibliography