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Proper morphism

In algebraic geometry, a proper morphism between schemes is an analog of a proper map between complex analytic spaces.

Some authors call a proper variety over a field a complete variety. For example, every projective variety over a field is proper over . A scheme of finite type over the complex numbers (for example, a variety) is proper over C if and only if the space (C) of complex points with the classical (Euclidean) topology is compact and Hausdorff.

A closed immersion is proper. A morphism is finite if and only if it is proper and quasi-finite.

Definition

A morphism of schemes is called universally closed if for every scheme with a morphism , the projection from the fiber product

is a closed map of the underlying topological spaces. A morphism of schemes is called proper if it is separated, of finite type, and universally closed ([EGA] II, 5.4.1 https://web.archive.org/web/20051108184937/http://modular.fas.harvard.edu/scans/papers/grothendieck/PMIHES_1961__8__5_0.pdf). One also says that is proper over . In particular, a variety over a field is said to be proper over if the morphism is proper.

Examples

For any natural number n, projective space P<sup>n</sup> over a commutative ring R is proper over R. Projective morphisms are proper, but not all proper morphisms are projective. For example, there is a smooth proper complex variety of dimension 3 which is not projective over C. Affine varieties of positive dimension over a field k are never proper over k. More generally, a proper affine morphism of schemes must be finite. For example, it is not hard to see that the affine line A<sup>1</sup> over a field k is not proper over k, because the morphism A<sup>1</sup> → Spec(k) is not universally closed. Indeed, the pulled-back morphism

(given by (x,y) ↦ y) is not closed, because the image of the closed subset xy = 1 in A<sup>1</sup> × A<sup>1</sup> = A<sup>2</sup> is A<sup>1</sup> − 0, which is not closed in A<sup>1</sup>.

Properties and characterizations of proper morphisms

In the following, let f: X → Y be a morphism of schemes.

  • The composition of two proper morphisms is proper.
  • Any base change of a proper morphism f: X → Y is proper. That is, if g: Z → Y is any morphism of schemes, then the resulting morphism X ×<sub>Y</sub> Z → Z is proper.
  • Properness is a local property on the base (in the Zariski topology). That is, if Y is covered by some open subschemes Y<sub>i</sub> and the restriction of f to all f<sup>−1</sup>(Y<sub>i</sub>) is proper, then so is f.
  • More strongly, properness is local on the base in the fpqc topology. For example, if X is a scheme over a field k and E is a field extension of k, then X is proper over k if and only if the base change X<sub>E</sub> is proper over E.
  • Closed immersions are proper.
  • More generally, finite morphisms are proper. This is a consequence of the going up theorem.
  • By Deligne, a morphism of schemes is finite if and only if it is proper and quasi-finite. This had been shown by Grothendieck if the morphism f: X → Y is locally of finite presentation, which follows from the other assumptions if Y is noetherian.
  • For X proper over a scheme S, and Y separated over S, the image of any morphism X → Y over S is a closed subset of Y. This is analogous to the theorem in topology that the image of a continuous map from a compact space to a Hausdorff space is a closed subset.
  • The Stein factorization theorem states that any proper morphism to a locally noetherian scheme can be factored as X → Z → Y, where X → Z is proper, surjective, and has geometrically connected fibers, and Z → Y is finite.
  • Chow's lemma says that proper morphisms are closely related to projective morphisms. One version is: if X is proper over a quasi-compact scheme Y and X has only finitely many irreducible components (which is automatic for Y noetherian), then there is a projective surjective morphism g: W → X such that W is projective over Y. Moreover, one can arrange that g is an isomorphism over a dense open subset U of X, and that g<sup>−1</sup>(U) is dense in W. One can also arrange that W is integral if X is integral.
  • Nagata's compactification theorem, as generalized by Deligne, says that a separated morphism of finite type between quasi-compact and quasi-separated schemes factors as an open immersion followed by a proper morphism.
  • Proper morphisms between locally noetherian schemes preserve coherent sheaves, in the sense that the higher direct images R<sup>i</sup>f<sub>∗</sub>(F) (in particular the direct image f<sub>∗</sub>(F)) of a coherent sheaf F are coherent (EGA III, 3.2.1). (Analogously, for a proper map between complex analytic spaces, Grauert and Remmert showed that the higher direct images preserve coherent analytic sheaves.) As a very special case: the ring of regular functions on a proper scheme X over a field k has finite dimension as a k-vector space. By contrast, the ring of regular functions on the affine line over k is the polynomial ring k[x], which does not have finite dimension as a k-vector space.
  • There is also a slightly stronger statement of this: let be a morphism of finite type, S locally noetherian and a -module. If the support of F is proper over S, then for each the higher direct image is coherent.
  • For a scheme X of finite type over the complex numbers, the set X(C) of complex points is a complex analytic space, using the classical (Euclidean) topology. For X and Y separated and of finite type over C, a morphism f: X → Y over C is proper if and only if the continuous map f: X(C) → Y(C) is proper in the sense that the inverse image of every compact set is compact.
  • If f: X→Y and g: Y→Z are such that gf is proper and g is separated, then f is proper. This can for example be easily proven using the following criterion.

Valuative criterion of properness

There is a very intuitive criterion for properness which goes back to Chevalley. It is commonly called the valuative criterion of properness. Let f: X → Y be a morphism of finite type of Noetherian schemes. Then f is proper if and only if for all discrete valuation rings R with fraction field K and for any K-valued point x ∈ X(K) that maps to a point f(x) that is defined over R, there is a unique lift of x to . (EGA II, 7.3.8). More generally, a quasi-separated morphism f: X → Y of finite type (note: finite type includes quasi-compact) of 'any' schemes X, Y is proper if and only if for all valuation rings R with fraction field K and for any K-valued point x ∈ X(K) that maps to a point f(x) that is defined over R, there is a unique lift of x to . (Stacks project Tags 01KF and 01KY). Noting that Spec K is the generic point of Spec R and discrete valuation rings are precisely the regular local one-dimensional rings, one may rephrase the criterion: given a regular curve on Y (corresponding to the morphism s: Spec R → Y) and given a lift of the generic point of this curve to X, f is proper if and only if there is exactly one way to complete the curve.

Similarly, f is separated if and only if in every such diagram, there is at most one lift .

For example, given the valuative criterion, it becomes easy to check that projective space P<sup>n</sup> is proper over a field (or even over Z). One simply observes that for a discrete valuation ring R with fraction field K, every K-point [x<sub>0</sub>,...,x<sub>n</sub>] of projective space comes from an R-point, by scaling the coordinates so that all lie in R and at least one is a unit in R.

Geometric interpretation with disks

One of the motivating examples for the valuative criterion of properness is the interpretation of as an infinitesimal disk, or complex-analytically, as the disk . This comes from the fact that every power series<blockquote></blockquote>converges in some disk of radius around the origin. Then, using a change of coordinates, this can be expressed as a power series on the unit disk. Then, if we invert , this is the ring which are the power series which may have a pole at the origin. This is represented topologically as the open disk with the origin removed. For a morphism of schemes over , this is given by the commutative diagram<blockquote></blockquote>Then, the valuative criterion for properness would be a filling in of the point in the image of .

Example

It's instructive to look at a counter-example to see why the valuative criterion of properness should hold on spaces analogous to closed compact manifolds. If we take and , then a morphism factors through an affine chart of , reducing the diagram to<blockquote></blockquote>where is the chart centered around on . This gives the commutative diagram of commutative algebras<blockquote></blockquote>Then, a lifting of the diagram of schemes, , would imply there is a morphism sending from the commutative diagram of algebras. This, of course, cannot happen. Therefore is not proper over .

Geometric interpretation with curves

There is another similar example of the valuative criterion of properness which captures some of the intuition for why this theorem should hold. Consider a curve and the complement of a point . Then the valuative criterion for properness would read as a diagram<blockquote></blockquote>with a lifting of . Geometrically this means every curve in the scheme can be completed to a compact curve. This bit of intuition aligns with what the scheme-theoretic interpretation of a morphism of topological spaces with compact fibers, that a sequence in one of the fibers must converge. Because this geometric situation is a problem locally, the diagram is replaced by looking at the local ring , which is a DVR, and its fraction field . Then, the lifting problem then gives the commutative diagram<blockquote></blockquote>where the scheme represents a local disk around with the closed point removed.

Proper morphism of formal schemes

Let be a morphism between locally noetherian formal schemes. We say f is proper or is proper over if (i) f is an adic morphism (i.e., maps the ideal of definition to the ideal of definition) and (ii) the induced map is proper, where and K is the ideal of definition of . The definition is independent of the choice of K.

For example, if g: Y → Z is a proper morphism of locally noetherian schemes, Z<sub>0</sub> is a closed subset of Z, and Y<sub>0</sub> is a closed subset of Y such that g(Y<sub>0</sub>) ⊂ Z<sub>0</sub>, then the morphism on formal completions is a proper morphism of formal schemes.

Grothendieck proved the coherence theorem in this setting. Namely, let be a proper morphism of locally noetherian formal schemes. If F is a coherent sheaf on , then the higher direct images are coherent.

See also

References

  • <cite id="CITEREFSGA_1">SGA1 Revêtements étales et groupe fondamental, 1960–1961 (Étale coverings and the fundamental group), Lecture Notes in Mathematics 224, 1971</cite>
  • , section 5.3. (definition of properness), section 7.3. (valuative criterion of properness)
  • <cite id="CITEREFEGA_III"></cite>
  • , section 15.7. (generalizations of valuative criteria to not necessarily noetherian schemes)

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