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Whitney extension theorem

In mathematics, in particular in mathematical analysis, the Whitney extension theorem is a partial converse to Taylor's theorem. Roughly speaking, the theorem asserts that if A is a closed subset of a Euclidean space, then it is possible to extend a given function of A in such a way as to have prescribed derivatives at the points of A. It is a result of Hassler Whitney.

Statement

A precise statement of the theorem requires careful consideration of what it means to prescribe the derivative of a function on a closed set. One difficulty, for instance, is that closed subsets of Euclidean space in general lack a differentiable structure. The starting point, then, is an examination of the statement of Taylor's theorem.

Given a real-valued C<sup>m</sup> function f(x) on R<sup>n</sup>, Taylor's theorem asserts that for each a, x, y ∈ R<sup>n</sup>, there is a function R<sub>α</sub>(x,y) approaching 0 uniformly as x,y → a such that

where the sum is over multi-indices&nbsp;α.

Let f<sub>α</sub> = D<sup>α</sup>f for each multi-index α. Differentiating (1) with respect to x, and possibly replacing R as needed, yields

where R<sub>α</sub> is o(|x&nbsp;&minus;&nbsp;y|<sup>m&minus;|α|</sup>) uniformly as x,y → a.

Note that () may be regarded as purely a compatibility condition between the functions f<sub>α</sub> which must be satisfied in order for these functions to be the coefficients of the Taylor series of the function f. It is this insight which facilitates the following statement:

Theorem. Suppose that f<sub>α</sub> are a collection of functions on a closed subset A of R<sup>n</sup> for all multi-indices α with satisfying the compatibility condition () at all points x, y, and a of A. Then there exists a function F(x) of class C<sup>m</sup> such that:

  1. F = f<sub>0</sub> on A.
  2. D<sup>α</sup>F = f<sub>α</sub> on A.
  3. F is real-analytic at every point of R<sup>n</sup>&nbsp;&minus;&nbsp;A.

Proofs are given in the original paper of , and in , and .

Extension in a half space

proved a sharpening of the Whitney extension theorem in the special case of a half space. A smooth function on a half space R<sup>n,+</sup> of points where x<sub>n</sub> ≥ 0 is a smooth function f on the interior x<sub>n</sub> for which the derivatives ∂<suP>α</sup> f extend to continuous functions on the half space. On the boundary x<sub>n</sub> = 0, f restricts to smooth function. By Borel's lemma, f can be extended to a smooth function on the whole of R<sup>n</sup>. Since Borel's lemma is local in nature, the same argument shows that if is a (bounded or unbounded) domain in R<sup>n</sup> with smooth boundary, then any smooth function on the closure of can be extended to a smooth function on R<sup>n</sup>.

Seeley's result for a half line gives a uniform extension map

which is linear, continuous (for the topology of uniform convergence of functions and their derivatives on compacta) and takes functions supported in [0,R] into functions supported in [−R,R]

To define set

where φ is a smooth function of compact support on R equal to 1 near 0 and the sequences (a<sub>m</sub>), (b<sub>m</sub>) satisfy:

  • tends to ;
  • for with the sum absolutely convergent.

A solution to this system of equations can be obtained by taking and seeking an entire function

such that That such a function can be constructed follows from the Weierstrass theorem and Mittag-Leffler theorem.

It can be seen directly by setting

an entire function with simple zeros at The derivatives W '(2<sup>j</sup>) are bounded above and below. Similarly the function

meromorphic with simple poles and prescribed residues at

By construction

is an entire function with the required properties.

The definition for a half space in R<sup>n</sup> by applying the operator E to the last variable x<sub>n</sub>. Similarly, using a smooth partition of unity and a local change of variables, the result for a half space implies the existence of an analogous extending map

for any domain in R<sup>n</sup> with smooth boundary.

See also

Notes

References